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AS/NZS 3666.1Pending revision

Microbial control — design, installation and commissioning

A practical guide to designing air-handling and water systems so moisture, contamination, poor drainage and inaccessible components do not create preventable microbial-control problems.

01

“Why does a new AHU keep developing wet, dirty areas even though the filters and coils are being serviced?”

Microbial-control problems are often blamed on maintenance teams after handover, but many begin with design choices: poor drainage, wet filters, inaccessible coils, contaminated intake locations or no practical way to clean the equipment.

02

The practical answer

AS/NZS 3666.1 treats microbial control as a design and commissioning problem as well as a maintenance problem. The system should be arranged to avoid moisture accumulation and make inspection, drainage, cleaning and shutdown practical.

The Standard interfaces directly with AS 1668.2 for outdoor-air quantity and air-handling design. It adds the microbial-control perspective: intake location, filtration, humidification, evaporative equipment, condensate, drainage, duct cleanliness and access.

It also applies to cooling water systems and commissioning. New or altered systems should be prepared and commissioned so contamination risks are not built into service from day one.

The strongest design question is not just whether the plant works when new, but whether wet or contaminated components can be inspected, drained and cleaned throughout the building life.

AS Applied rule of thumbChoose the scope, design basis and evidence pathway first. Do not start by hunting for a single clause, percentage or formula that makes the preferred answer work.
03

Where this Standard fits

Common starting points
  • New AHUs and air-handling systems
  • Outdoor-air intake and exhaust location review
  • Cooling coils, drain pans and condensate systems
  • Humidifiers and evaporative air-cooling equipment
  • Ductwork near moisture-producing equipment
  • Cooling towers and cooling water systems
Do not assume
  • A substitute for AS 1668.2 ventilation requirements
  • An operation-only maintenance Standard
  • A reason to treat every visible stain as proof of hazardous contamination
  • Permission to install wet components without cleaning access
  • A cooling-tower-only document
  • A design that can be rescued later by more frequent cleaning
04

How should microbial-control risk be designed out?

Look for where contaminants or moisture can enter, accumulate, grow and become difficult to remove.

1Map air and water sourcesOutdoor air, exhausts, cooling towers, condensate, humidification, evaporative systems and other moisture sources.
2Identify wet or contamination-prone componentsFilters, coils, trays, drains, humidifiers, plenums and duct sections around moisture-producing equipment.
3Design drainage and dryingAvoid standing water, trapped moisture and inaccessible low points.
4Provide safe inspection and cleaning accessA maintainable component should be reachable without unsafe improvisation or major demolition.
5Control intake and exhaust cross-contaminationReview nearby exhausts, cooling towers, sewer vents, waste areas and prevailing wind effects.
6Commission and hand over the maintenance basisClean, flush, test and document systems so operation begins from a controlled condition.
The most common failure is a broken chain of assumptions.

A good result needs the equipment definition, loads, design method, fabrication, inspection and operating limits to describe the same real system.

05

Key engineering concepts to understand

01

Moisture is a design variable

Wet filters, standing condensate and damp duct insulation are not just housekeeping problems; geometry and drainage determine whether moisture persists.

02

Access is part of hygiene design

Coils, trays, filters and wet components need safe access for inspection and cleaning throughout their service life.

03

Air intake location matters

Outdoor air can import contamination when intakes are poorly located relative to exhausts, cooling towers or other pollution sources.

04

Drainage needs to be observable

A drain that cannot be inspected or cleaned can fail silently while water accumulates inside plant.

05

Commissioning starts the lifecycle

Dirty construction debris, untreated water systems and incomplete cleaning can create problems before the building is occupied.

06

Design and maintenance standards are paired

AS/NZS 3666.1 establishes maintainable systems; AS/NZS 3666.2 defines the ongoing operation and maintenance pathway.

06

Detailed engineering case studies

The examples below show how the Standard changes a real engineering decision. They are not clause summaries or universal answers; each case starts with the equipment, task and evidence available.

Case study 1 · AHU moisture problem

Condensate remains in a drain pan after the unit stops

01
Project context

A new AHU develops odour complaints. Inspection shows water remaining in parts of the drain pan and evidence of wet debris downstream of the cooling coil.

Why this Standard matters

AS/NZS 3666.1 brings the review back to drainage, grading, air pressure, access and cleanability rather than treating the problem as a filter replacement issue.

What made the job difficult

  • The drain connection exists but the pan has local low points.
  • The trap arrangement is difficult to inspect.
  • High negative pressure may affect drainage performance.
  • Access to the downstream side of the coil is poor.

How the engineering review should proceed

  1. Inspect the full condensate path from coil and tray to visible discharge.
  2. Check pan geometry, drainage, trap configuration and the effect of AHU pressure.
  3. Assess whether wet insulation or downstream components need cleaning or replacement.
  4. Modify the arrangement so future inspection and cleaning can be performed safely.
Practical outcome

The repair should correct the drainage and access problem, not just clean the current contamination. The commissioning record should verify that condensate clears under actual operating conditions.

Also investigate
AS/NZS 3666.2 maintenanceAHU pressureCondensate drainage
Case study 2 · Intake contamination

Outdoor-air intake located near an exhaust discharge and cooling tower

02
Project context

A building extension adds a new AHU intake on a roof where an existing exhaust outlet and cooling tower are nearby. The shortest duct route is attractive to the project team.

Why this Standard matters

AS/NZS 3666.1 requires the microbial-control review to consider intake location, nearby contamination sources and wind effects. Duct convenience is not the only design criterion.

What made the job difficult

  • Roof plant has been added in stages over many years.
  • Prevailing winds and multiple roof levels complicate simple distance checks.
  • The nearby exhaust may be objectionable under some operating conditions.
  • The design team has not completed a site survey of adjacent openings.

How the engineering review should proceed

  1. Map all nearby intakes, exhausts, cooling towers, vents and natural openings.
  2. Review prevailing wind and building geometry rather than only plan distance.
  3. Coordinate the intake/discharge review with AS 1668.2 requirements.
  4. Relocate or redesign the intake if the contamination pathway cannot be controlled robustly.
Practical outcome

The correct intake location may require a longer duct route or different roof arrangement. The design decision should prioritize air quality and lifecycle risk over the shortest installation path.

Also investigate
AS 1668.2Site surveyAdjacent building openings
Case study 3 · Cooling water commissioning

New cooling-tower system brought online without a robust commissioning record

03
Project context

A new cooling-water system is started quickly to meet a summer opening date. The owner receives limited records of flushing, cleaning, pretreatment and initial water-system setup.

Why this Standard matters

AS/NZS 3666.1 treats commissioning and pretreatment as part of microbial-control design, especially for new cooling water systems and components.

What made the job difficult

  • The construction program compressed the pre-start activities.
  • Temporary water circulation occurred before final treatment arrangements were complete.
  • The final operating manual does not clearly record the commissioning condition.
  • Responsibility passes quickly from contractor to facility manager.

How the engineering review should proceed

  1. Reconstruct what flushing, cleaning and pretreatment were actually performed.
  2. Verify that the water treatment and control systems are operational and documented.
  3. Inspect the system condition before assuming the new installation starts from a clean baseline.
  4. Complete the operating and maintenance handover so AS/NZS 3666.2 activities have a reliable starting point.
Practical outcome

The project should close the commissioning evidence gap before normal operation continues indefinitely. A new system is not automatically a clean or well-controlled system.

Also investigate
AS/NZS 3666.2Water treatmentCommissioning records
07

Common mistakes

Leaving hygiene to maintenance

Poor drainage and inaccessible components cannot be solved efficiently by more frequent cleaning.

Ignoring intake context

Air intakes should be reviewed against nearby exhausts, cooling towers and pollution sources.

Allowing filters to become wet

Wet filtration media can create a microbial-control problem rather than solving one.

Hiding drains

Condensate systems need inspection and cleaning access so failures can be detected.

Commissioning without cleanliness evidence

Construction debris and untreated systems can create a poor baseline at handover.

Designing access after equipment selection

Plantroom layout should preserve realistic maintenance access around the selected components.

08

Information to gather before making the decision

Air-handling system layout

Outdoor-air intake and exhaust locations

Nearby cooling towers and pollution sources

Filter type and access arrangement

Cooling coil and drain-pan details

Trap and condensate discharge arrangement

Humidifier or evaporative equipment details

Duct access near wet components

Plantroom maintenance clearances

Cooling water system design

Commissioning and cleaning records

Operating and maintenance manual requirements

09

What should happen next?

1

New design

Review moisture paths, drainage, intake location and access before equipment layout is frozen.

2

Existing moisture problem

Investigate geometry and drainage as well as cleaning the current contamination.

3

Cooling-tower project

Plan commissioning, treatment and handover as part of the design scope.

4

Maintenance program needed

Move to AS/NZS 3666.2 for routine operation, inspection, cleaning and records.

5

Ventilation quantity question

Use AS 1668.2; AS/NZS 3666.1 does not replace the mechanical ventilation design basis.

Related AS Applied content

10

Source basis & limitations

  • The page does not reproduce detailed construction requirements, water-treatment criteria or cooling-tower provisions.
  • AS 1668.2 and AS/NZS 3666.2 are treated as explicit design and lifecycle interfaces.
Project-specific engineering

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